12-Month Compliance Calendar
Your first year with a new authority is a minefield of deadlines. Miss one and you could lose your authority, get fined, or get shut down at a weigh station. This calendar shows you exactly what's due, when it's due, and what happens if you miss it.
Based on federal FMCSA requirements. Your state may have additional requirements. Always verify with your compliance officer or insurance agent.
Authority Activation
Get Insurance & File BMC-91/91X
Critical $8,000-$25,000/yrYour authority won't activate without proof of insurance filed with FMCSA. Your insurance agent files BMC-91 (for a policy) or BMC-91X (for a surety bond). This must be on file before you haul your first load.
File BOC-3 (Process Agent Designation)
Critical $30-$50Designate process agents in every state you operate. Required for authority activation. Companies like National Registered Agents or Corporation Service Company handle this for a one-time fee.
Complete MCS-150 (Motor Carrier Identification Report)
Required FreeThis is the form you filed when applying for your USDOT number. Verify all information is correct — especially your mailing address, operation type, and vehicle count. Errors here cause problems down the road.
Register for UCR (Unified Carrier Registration)
Required $176/yr (0-2 vehicles)All interstate motor carriers must register and pay the annual UCR fee. Fees are based on fleet size. Register at ucr.gov. Most states enforce this at weigh stations.
Join a Drug & Alcohol Testing Consortium
Required $100-$200/yrEven if you're a single owner-operator, you must be enrolled in a DOT drug and alcohol testing program. This includes pre-employment, random, post-accident, and reasonable suspicion testing. A consortium handles the random selection pool.
Register with FMCSA Clearinghouse
Required Free (registration) + $1.25/queryAll CDL drivers and employers must be registered. Run a pre-employment query on yourself and all drivers. Full queries required before hiring; limited queries required annually for current drivers.
Get Rolling
Apply for IFTA License & Decals
Required $10-$25 (varies by state)International Fuel Tax Agreement — required if you operate in more than one state. Apply through your base state. You'll get decals for each truck. Keep them current — weigh stations check for valid IFTA decals.
Register for IRP (International Registration Plan)
Required $500-$3,000+ (weight/state dependent)Apportioned plates for interstate travel. Fees are based on the percentage of miles you drive in each state. Your base state handles registration. This replaces buying separate plates for each state.
Truck Lettering / DOT Numbers on Vehicle
Required $50-$200Legal name or DBA name, USDOT number, and MC number (if applicable) must be displayed on both sides of every commercial vehicle. Letters must be at least 2 inches tall, in a contrasting color, and readable from 50 feet.
Set Up Driver Qualification Files
Start NowEven for yourself as the sole driver, you need a DQ file containing: application for employment, MVR (motor vehicle record), medical certificate (DOT physical card), road test certificate or equivalent, annual review of driving record, and annual list of violations. Start building this now — FMCSA will check it during your audit.
Create Vehicle Maintenance Program
Start NowFMCSA requires a systematic vehicle maintenance program. Document all inspections, repairs, and preventive maintenance. Keep records for at least 1 year (14 months for annual inspection). Include pre-trip and post-trip inspection processes.
First Quarter Check
Verify Pre-Trip Inspection Records
RequiredBy month 3, you should have a stack of daily vehicle inspection reports (DVIRs). Review them: are they complete? Are you noting condition of brakes, tires, lights, mirrors, coupling devices, and emergency equipment every trip? These must be retained for 3 months minimum.
Audit Your Hours of Service Records
RequiredReview your ELD data for the past 90 days. Look for: unassigned driving time, missing certifications, HOS violations (11-hour driving, 14-hour window, 30-minute break, 60/70-hour rule). Fix any issues now before FMCSA audits your logs.
90-Day Insurance Check-In
Smart MoveCall your insurance agent for a 90-day review. Discuss: any claims filed, any changes in operations (new routes, new drivers, new equipment), verify all vehicles are listed, confirm payment schedule is on track. This is also a good time to ask about additional coverage you might need.
Building Your Safety Record
File IFTA Quarterly Tax Return
Deadline Varies by fuel usageIFTA returns are due quarterly: April 30, July 31, October 31, January 31. Report all miles driven and fuel purchased in each jurisdiction. Even if you owe nothing, you must file. Late filing incurs penalties and interest.
Schedule Annual Vehicle Inspection
Required $50-$150 per vehicleEvery commercial vehicle must pass an annual DOT inspection by a qualified inspector. The inspection sticker and report must be kept on the vehicle at all times. Schedule this at a reputable shop — failed inspections at weigh stations are expensive.
Verify DOT Physical (Medical Certificate)
Required $75-$150Your DOT physical is valid for up to 2 years (may be shorter if you have health conditions). Confirm your medical examiner's certificate is current, properly filed with your state DMV, and a copy is in your driver qualification file. Don't let it expire — it immediately disqualifies you from driving.
Check Your CSA Scores
Smart MoveLog into the FMCSA SMS (Safety Measurement System) portal and review your scores across all 7 BASICs: Unsafe Driving, HOS Compliance, Vehicle Maintenance, Controlled Substances, Hazardous Materials, Crash Indicator, and Driver Fitness. Any inspections or violations from your first few months will start showing here.
Mid-Year & Audit Window
Prepare for New Entrant Safety Audit
CriticalFMCSA must conduct a safety audit within your first 18 months (often happens between months 6-12). They'll review your safety management systems: driver qualification files, drug testing records, vehicle maintenance, hours of service, accident register, insurance, and financial records. Use our DOT Audit Prep tool to self-audit first.
File IFTA Quarterly Tax Return (Q2)
DeadlineSecond quarterly IFTA return due. Same process — report miles and fuel by jurisdiction. If you're consistently getting refunds or owe money, review your fuel purchasing strategy. Buying fuel in high-tax states when you drive mostly in low-tax states costs you money.
Annual Clearinghouse Query (If You Have Drivers)
Required $1.25 per queryIf you employ drivers (including yourself), you must conduct an annual limited query on each driver in the FMCSA Drug & Alcohol Clearinghouse. This checks if any drug/alcohol violations have been reported. Must be done at least once every 12 months.
Pull Annual MVR (Motor Vehicle Records)
Smart Move $5-$15 per driverReview driving records for all drivers at least annually. Check for new violations, suspensions, or license changes. Document the review in each driver's qualification file. This is what FMCSA expects to see during an audit.
Renewal Season
Start Insurance Renewal Process (60-90 Days Early)
CriticalDo NOT wait until the last week. Contact your agent 60-90 days before your policy expires. This gives time to: shop multiple carriers, gather updated documents, negotiate rates based on your clean first year, and avoid any gap in coverage. A gap in coverage — even 1 day — can trigger FMCSA to revoke your authority.
File IFTA Quarterly Tax Return (Q3)
DeadlineThird quarterly IFTA return. By now you should have a consistent process for tracking miles and fuel. If you're still doing this manually, consider IFTA tracking software — it saves time and reduces errors.
Renew UCR Registration
Required $176/yr (0-2 vehicles)UCR registration must be renewed annually, typically before January 1 of the next year. Registration usually opens in October. Don't wait until December 31 — do it as soon as registration opens for the new year.
Update MCS-150 (Biennial Update)
Required FreeYour MCS-150 must be updated every 2 years based on the last digit of your USDOT number, or whenever your information changes. Since this is your first year, verify all information is still current: address, vehicle count, driver count, operation type, mileage. Update online at safer.fmcsa.dot.gov.
Renew IRP Registration
Required Varies by mileage/statesIRP (apportioned plates) must be renewed annually. Most states have online renewal. You'll need to report actual miles driven in each jurisdiction for the past year — this determines your fees for the next year. Keep accurate mileage records all year.
Year-End Safety Review
Smart MoveReview your entire first year: How many inspections did you have? Any violations? Any claims? What's your CSA score looking like? Pull all records together — DQ files, maintenance logs, HOS data, drug testing records. Fix any gaps BEFORE your FMCSA audit if it hasn't happened yet.
Every Month, All Year
Daily Vehicle Inspection Reports (DVIRs)
DailyComplete a pre-trip and post-trip inspection every day you drive. Document the condition of key components: brakes, steering, tires, lights, mirrors, coupling devices, horn, windshield, emergency equipment. Keep reports for at least 3 months.
Hours of Service Compliance
DailyFollow HOS rules every day: 11-hour driving limit, 14-hour window, 30-minute break after 8 hours, 60/70-hour weekly limit. Certify your ELD logs at the end of each day. Address any unassigned driving time immediately.
Insurance Premium Payments
Never MissPay your insurance premium on time, every month (or per your payment schedule). A missed payment triggers a cancellation notice. If your insurance is cancelled, FMCSA is notified immediately and starts the process to revoke your authority. This is the fastest way to lose everything you've built.
Maintenance Records
OngoingDocument every repair, every oil change, every tire rotation. Keep records for at least 1 year plus 6 months after the vehicle leaves your fleet. A well-maintained vehicle file is one of the first things FMCSA auditors check.
Accident Register
As NeededMaintain an accident register listing all DOT-reportable accidents. Include date, location, driver name, injuries, fatalities, and whether hazmat was involved. Retain records for at least 3 years. Even if you've had zero accidents, have the register ready to show it's empty.
The Big Picture
Deadlines That Can Shut You Down
- Insurance payment — miss one, lose your authority
- IFTA quarterly returns — miss them, lose your IFTA license
- FMCSA safety audit — fail it, authority at risk
- IRP renewal — expire, can't cross state lines
- DOT physical — expire, can't drive
First-Year Costs to Budget For
- Insurance: $8,000-$25,000
- IRP registration: $500-$3,000
- UCR: $176
- Drug testing consortium: $100-$200
- BOC-3: $30-$50
- IFTA license: $10-$25
- Annual inspection: $50-$150/vehicle
- Truck lettering: $50-$200
What Makes Year 2 Easier
- Clean inspection record = better CSA scores
- Zero claims = lower insurance premiums
- Complete records = smooth FMCSA audit
- Established processes = less scrambling
- 12 months of data = better rate shopping
Need help staying compliant?
We work with hundreds of new authorities every year. We know what trips people up — and we'll help you avoid it. Get a quote and get an agent who actually understands compliance.
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